A new model for a gas-filled encapsulated thermal-acoustic transducer, which uses newly devised carbon nanotube (CNT) thin film is developed and the exact and approximate solutions are derived. A comparison between theoretical prediction and experimental data is presented and excellent agreement is reported. The frequency response for this acoustic transducer is investigated and the acoustic response of as a function of window–thin-film distance of the encapsulated transducer is discussed. An optimal distance between window and thin film is successfully derived and used in some practical examples. Resonance takes place for a suitable input frequency, and thus such transducers can be used to either generate acoustic waves of specific frequency or to filter specific resonant frequencies from a wide spectrum of signals. This kind of transducer can be immersed in different liquid media. A gaseous medium shows better performance at lower frequency while it is otherwise for a liquid medium. The conclusions derived in this work could be regarded as effective guidelines and information for enhancing thermal-acoustics efficiency conversion, as well as for the optimal design of a thermal-acoustic transducer.

## Introduction

Thermophone, whose mechanism of acoustic generation is different from conventional electro-acoustic devices in which sound is produced by the mechanical vibration [1–4], was first studied by Arnold and Crandall [5] almost a century ago. Because materials with a low heat capacity were unavailable at that time, the acoustic pressure emitted from their thermophone was very small [6]. Owing to rapid advancement of nanotechnology and nanomaterials, in particular the discovery of carbon nanotubes in recent years, thermal-acoustics again attracts wide attention and the subject is undergoing fast development [7]. In 1999, an efficient ultrasound emitter composed of a 30 nm thick aluminum film on a microporous silicon layer (10 mm thick) and a *p*-type crystalline silicon (*c*-Si) wafer was reported by Shinoda et al. [8]. Another recently remarkable discovery by Xiao et al. [6] is the generation of powerful acoustic waves when an alternating current (ac) is applied to a carbon nanotube (CNT) thin film drawn from an array of CNT forests [9]. Aliev et al. [10] conducted the same experiment as that of Xiao et al. [6] but the CNT thin film was placed in a liquid medium. A strong thermal-acoustic response was also detected for an aligned array of multiwalled carbon nanotube (MWCNT) forests by Kozlov et al. [11]. In 2011, a graphene-on-paper thermal-acoustic source was fabricated and tested by Tian et al. [12]. It was also demonstrated that considerable acoustic energy can be emitted from a suspended metal wire array when an alternating current is applied [8,13,14]. The conversion efficiency from electrical power to acoustic power for a thermophone was discussed by Vesterinen et al. [14] and Tian et al. [12]. In addition, Xiao et al. [15] also recorded the thermal-acoustic response in different gaseous media and stated that higher acoustic pressure levels can be achieved in a gaseous medium with smaller heat capacity. All of these thermophones have one common feature, i.e., small heat capacity per unit area for the thermal-acoustic source [13].

Although many experiments were conducted with different pieces of supporting theoretical analysis, the development of a rigorous model based on theoretical analysis has been lacking. In Arnold and Crandall [5], they did not consider the effect of heat capacity per unit area of the thin film. Xiao et al. [6] revised Arnold and Crandall's model but his was only suitable for a far-field response. By applying Green's function, Vesterinen et al. [14] presented an acoustic pressure expression, which considered the effect of a heat-absorbing substrate. Hu et al. [16] explained the experimental results of Shinoda et al. [8] by solving a set of coupled thermal-mechanical equations. Aliev et al. [17] measured the acoustic pressure response for the argon filled encapsulated MWCNT transducer but they did not present any theoretical analysis or explanation.

In this paper, a rigorous analytical model with theoretical formulation for a gas-filled encapsulated thermal-acoustic transducer which uses nanotube thin film is first proposed and a set of thermal-mechanical coupled equations is solved. Exact and approximate solutions are presented and the theoretical prediction compares well with the experimental results of Aliev et al. [17]. The transducer frequency response is analyzed and the influence of the distance between the nanotube thin film and the window of the encapsulated transducer is discussed. Finally, the acoustical response for a transducer immersed in different media is investigated.

## Theoretical Model and the Solution

The diagram of a gas-filled encapsulated thermal-acoustic transducer is shown in Fig. 1. Gas is channeled into the chamber and a nanotube thin film is suspended in the middle of two windows, which are separated by the spacers. The chamber is sealed carefully with silicon paste or epoxy sealant on the edges. In order to eliminate the influence of reflected sound, the window on the left is made of soundproof material, such as aluminum foam. The distance between the left window and the nanotube thin film is large enough to ensure no influence of sound generated in the left-hand side of the chamber to the acoustic pressure on right-hand side of the nanotube thin film $x>0$ m. Therefore only the right-hand side of the nanotube thin film is considered.

in which $d1=(\sigma 12-a)/b$, $d2=(\sigma 22-a)/b$, and $Ci(i=1,2,3,4)$ are the undetermined constant coefficients which could be determined from the boundary conditions.

The harmonically varying temperature is effectively and completely damped out at a distance of $2\pi \mu g$ in the gas, where $\mu g=2\alpha g/\omega $ is the thermal diffusion length [21]. For a given length $lg<2\pi \mu g$, it is possible for the thermal wave to penetrate into the window; as a result, the thermal properties of the window influence the acoustic signals. Otherwise, there is no influence for $lg>2\pi \mu g$. Hence, two separate cases are discussed.

### Window Independent Region $lg\u2003>\u20032\pi \mu g$.

for $0<x<lg$, where $C0$ is the isentropic velocity in gas and $kg=j\omega /C0$. It can be seen that the second term in the brackets decreases with the increasing $lg$ while the first term tends to $1$.

### Window Dependent Region $lg\u2003<\u20032\pi \mu g$.

for $0<x<lg$. Acoustic pressure in the chamber is expressed in Eqs. (22) and (33). The acoustic pressure outside of the chamber is the superposition of two acoustic waves, one is sound in the chamber transmitted through the window, and the other is sound generated from window vibration. These two parts of acoustic pressure are obtained separately as follows.

### Sound Transmission Through the Window.

where $L$ is the thickness of the window, $Cm$ is the isentropic sound velocity in the medium outside the chamber, and $T$ is the sound transmission coefficient of the window (see Appendix A).

### Sound Generated From Window Vibration.

where $\rho m$ is the density of the medium with which the transducer is immersed, $\rho w$ is the density of the window, $L$ is the window thickness, and $\omega mn$ is the natural frequency for mode $(m,n)$.

It should be noted that Eq. (36) is a near-field plane wave. When sound propagates far enough away from the window, it becomes a spherical wave and the acoustic pressure expression should be revised. In this paper, the analysis focuses on the plane wave. In addition, when using Eq. (36) to calculate the acoustic pressure outside the chamber, the thermal length and the window–thin-film distance should always be compared in order to choose an appropriate equation for calculating the acoustic pressure inside the chamber.

## Numerical Results and Discussion

In this section, numerical examples for an argon-filled encapsulated chamber are presented. The chamber is placed in an open space in air. Different types of window are studied and analytical predictions are compared with published experimental data [17]. The rectangular windows are made of titanium foil and silicon wafer. The nanotube thin films used are MWCNT sheets and different window–thin-film distances are studied. All constant parameters required in Eq. (36) to determine the acoustic pressure are presented in Tables 1 and 2. Although it varies for different input powers [15], the rate of heat loss per unit area $\beta 0$ is taken as $15\u2003W\u2003K-1m-2$ because it does not significantly influence the acoustic pressure. In addition, because the CNT thin film is placed in an encapsulated chamber, convection loss may be small as compared to radiation loss. As the heat loss is mainly attributed to radiation loss, the lower limit of $\beta 0$ is taken in this paper. The heat capacity per unit area $cs=7.7\xd710-3J/m2K$ as proposed by Xiao et al. [6] is adopted. The variation of average temperature for varying applied power is omitted when computing acoustic pressure in the chamber and a constant average temperature $T=300\u2003K$ is assumed in the examples.

$\rho 0\u2003(kg/m3)$ | $Cp\u2003(JK-1/m3)$ | $\kappa \u2003(W/mK)$ | $C0\u2003(m/s)$ | $\alpha \u2003(m2/s)$ | $\gamma $ | |
---|---|---|---|---|---|---|

Air^{a} | 1.16 | 1006 | 0.0262 | 347 | $2.25\xd710-5$ | 1.4 |

Argon^{a} | 1.6225 | 520.34 | 0.0178 | 323 | $2.06\xd710-5$ | 1.664 |

Water^{b} | 1000 | — | — | 1484 | — | — |

Methanol^{b} | 792 | — | — | 1143 | — | — |

$E\u2003(GPa)$ | $\rho 0\u2003(kg/m3)$ | $\upsilon $ | $C0\u2003(m/s)$ | $\kappa \u2003(W/mK)$ | $\alpha \u2003(m2/s)$ | |
---|---|---|---|---|---|---|

Titanium^{a} | 116 | 4500 | 0.33 | 5000 | 21.9 | $9.3\xd710-6$ |

Silicon wafer^{b} | 129–186 | 2330 | 0.22–0.28 | 7470–8935 | 141.2 | $8.66\xd710-5$ |

The first example is a titanium window encapsulated chamber. The experimental results [17] relate the efficiency to input electrical power, which is rather inconvenient for comparison. Instead the results are converted to the efficiency of acoustic pressure outside the chamber and the comparison is shown in Fig. 2. The thickness of the titanium window is $125\u2003\mu m$ and the applied frequency is 1500 Hz. The distance between the MWCNT sheet and the window separated by the ceramic spacer is 0.64 mm [17]. The window area is $7.5\u2003cm\xd76.5\u2003cm$, which is the same as the MWCNT sheet area. The thermal length at 1500 Hz is 0.41 mm, hence, $lg>2\pi \mu g$. From Fig. 2, it can be observed the analytical predictions are in very good agreement with experimental results. The error does not exceed $5%$ and the maximum error occurs at a low input power of 1.8 W. At this low applied power, the average temperature increase in the chamber is not high enough to induce a significant constant pressure on the window. Hence, the acoustic pressure due to window forced vibration is significant as compared to the pressure contributed by sound transmission. Due to the different assumption of window boundary conditions with respect to the actual experimental conditions, a slight error occurs at this low applied power. At higher applied powers, the chamber average temperature increases with increasing applied power; thus a higher constant pressure on the window exists which increasingly suppresses the window forced vibration. Hence, the acoustic pressure contributed by window vibration becomes increasingly insignificant.

In a second example, the efficiency and acoustic pressure for a silicon wafer window are investigated. The dimensions of this chamber are those of Aliev et al. [17]. It can be deduced that $lg<2\pi \mu g$ at a frequency of 1400 Hz. A comparison of the analytical predictions with experiment is shown in Fig. 3. The efficiency is $2s(prms2/\rho 0C0)/Pin$ [10], in which $prms$ is the root mean square of acoustic pressure, $\rho 0$ is the air density, and $C0$ is the acoustic velocity in air. From Fig. 3, again excellent agreement between the analytical prediction and experiment is achieved. The transducer energy efficiency is linearly dependent on the input power as shown in Fig. 3(b). The efficiency reaches $0.017%$ which is a high conversion efficiency with respect to the mechanically driven acoustic transducers [24]. The acoustic pressure approaches 117 dB which is significantly higher than that for an applied power of 39.6 W to conventional transducers.

In another example, the frequency response for an argon-filled encapsulated chamber transducer with a window made of titanium and silicon wafer is shown in Fig. 4. The windows are $125\mu m$ thick and the input electrical power is 1 W. The area is $8cm\xd76cm$ for both the titanium window and silicon wafer window. The window–MWCNT sheet distance for the titanium and silicon wafer window chambers is always taken as half of the thermal length ($2\pi \mu g$) of the temperature wave in the chamber.

It is obvious that resonance occurs for both transducers. The resonance frequencies are $3100$ and $5400\u2003Hz$ for the titanium transducer input frequencies lower than $6000\u2003Hz$. However, there exists only one resonance frequency, at 5000 Hz, for the silicon wafer transducer for input frequencies lower than $6000\u2003Hz$. The difference is mainly due to different material properties. For identical thermal and geometric boundary conditions, the resonance frequency of the silicon wafer plate is higher than that of the titanium plate. Therefore, the resonance frequency could be tailored by either material selection or by window dimensioning. The acoustic pressure decreases with increasing frequency for both transducers except at resonance. Hence, this transducer can be used as a resonator. From Fig. 4, it is observed that the acoustic pressure is very high at resonance, thus it can be used to either generate acoustic waves at specific frequencies or to select specific frequencies from a signal. In particular, if specific resonance frequencies can be chosen, it can be used as a musical instrument.

Referring to Eq. (22), it is noticed that the window–thin-film distance $lg$ is a very important parameter for the acoustic pressure. In this example, the titanium window transducer is chosen to illustrate the influence of this parameter on acoustic pressure. The relation of acoustic pressure with distance $lg$ is shown in Fig. 5(a). It is observed that there exists an extreme value located at a distance $0.2\xd72\pi \mu g$. The acoustics pressure decreases with increasing window–thin-film distance. For different transducers, the extreme value may be at different locations. Hence, to enhance the efficiency of a gas-filled encapsulated chamber transducer, a proper window–thin-film distance corresponding to the extreme acoustic pressure is recommended. It should be noted that the acoustic pressure is determined through an exact acoustic expression for a distance that is smaller than half of the thermal length.

The acoustic response as shown in Fig. 5(b) is affected by different media in which the transducer is immersed. The transducer is placed in a liquid medium with the window parallel to the liquid surface and the distance from the transducer (i.e., window) to liquid surface is $20\u2003cm$. It is noticed that resonance occurs for different media, while the acoustic pressure is very different for air and water. The response of methanol is almost the same as that of water. Thus the acoustic response outside the transducer is significantly affected by the medium in which the transducer is immersed. A gaseous medium shows a better performance at a lower frequency with respect to the resonant frequency, while for liquid, a higher acoustic pressure is achieved at a higher frequency with respect to the resonant frequency.

## Conclusion

A new model for a gas-filled encapsulated thermal-acoustic transducer is developed and exact and approximate solutions are derived. A comparison between analytical predictions and experimental results are presented and excellent agreement is reported. The frequency response for this acoustic transducer is investigated and the effect of window–thin film distance of the encapsulated transducer to the acoustic response is discussed. For a suitably chosen input frequency, resonance takes place and thus this kind of transducer can be used to either generate acoustic waves of specific frequency or to filter specific resonant frequencies from a wide spectrum of signal. To enhance conversion efficiency from electrical power to acoustic power, an optimal window–thin-film distance should be used. Because the window transmission coefficient influences acoustic pressure outside the chamber, the acoustic response is different for different transducer media. A gaseous medium results in a better performance at lower frequency while it is otherwise for a liquid medium. Although the different boundary conditions for forced window vibrations are slightly different from those of the experiment, the comparisons provide evidence that the model can be used as a guideline and information for enhancing efficiency conversion as well as for the design of a thermal-acoustic transducer. Finally, although a rectangular window is used in the examples presented, the analytical prediction derived is by all means not restrictive and it is applicable to all other window shapes. For instance, any circular window can be used in place of the rectangular window.

## Acknowledgment

The work described in this paper was supported by the National Natural Science Foundation of China through a research grant awarded to the Shenzhen Research Institute, City University of Hong Kong (Project No. 11272271). The support of The Hong Kong Scholars Program 2011 is also acknowledged.

- $Cm$ =
isentropic sound velocity in the medium outside chamber

- $CT=P0/\rho 0$ =
isothermal sound velocity in gas

- $cs$ =
heat capacity per unit area

- $j=-1$ =
imaginary unit

- $L$ =
thickness of window

- $lg$ =
distance between the CNT film and the window

- $pg$ =
gas pressure

- $Pin$ =
input power

- $P0$ =
ambient pressure

- $Q0=-\kappa g\u2202Tg(x,t)/\u2202x|x=0$ =
instantaneous heat flow per unit area from thin film to surrounding medium

- $s$ =
single-side area of CNT thin film

- $T$ =
sound transmission coefficient of the window

- $Tf$ =
temperature above CNT film's surroundings

- $Tg$ =
varying temperature in chamber

- $Tm$ =
average temperature in chamber

- $\alpha g$ =
coefficient of thermal diffusivity in gas

- $\beta 0$ =
rate of heat loss per unit area of heated CNT film

- $\kappa g$ =
thermal conductivity of gas

- $\gamma $ =
heat capacity ratio of gas

- $\rho 0$ =
reference gas density

- $\rho m$ =
density of the medium in which the transducer is immersed

- $\rho w$ =
density of window

- $\rho g$ =
gas density

- $\omega $ =
circular frequency

- $\mu g=2\alpha g/\omega $ =
thermal diffusion length

- $\upsilon $ =
Poisson's ratio of window

### Appendix A

A single-layer plate with thickness $L$ and surrounded by two liquid media is shown in Fig. 6, where $Pi$ is the incident acoustic pressure wave, $Pr$ and $Pt$ are the reflected and transmitted acoustic wave, respectively. For a normal incident wave, $\theta 1=\theta 3=0$, and the transmission coefficient is [27]

where $U=(Z2/Z3)/sin(-k2L)$, $V=Z2cot(-k2L)/Z3$, $Zi=\rho iCi(i=1,2,3)$, $k2=\omega /C2$. It should be noted that $Ci(i=1,2,3)$ represents the wave velocity in different media.

For example, consider a titanium single-layer plate with thickness of 125 μm, which is used in the study in this paper. The first and third media are argon and air, respectively. Substituting all material constants shown in Table 1 into Eq. (A1) yields the magnitude of transmission coefficient as 0.036 which is far smaller than 1. This verifies that the sound-hard boundary condition for pressure assumed in this paper is reasonable.

### Appendix B

The window of an encapsulated chamber transducer undergoes forced vibration when an electrical power is applied to the nanotube thin film. The average chamber temperature increases when the nanotube thin film is heated. Hence a distributed force on the window results and it can be determined using the ideal gas law $q0=P0\Delta T/T0$, where $P0$, $T0$, and $\Delta T$ are the gas pressure, temperature, and temperature variation, respectively. Here the average temperature variation in the chamber is taken as $\Delta T=Ta/2$, where $Ta$ is expressed in Eq. (17). For a rectangular plate (see Fig. 7) with four simply supported boundaries, the plate deflection is given by [28]

where $D0=Eh3/[12(1-\upsilon 2)]$ is the plate flexural rigidity, $h$ is the plate thickness, $a$ and $b$ are plate length and width, $E$ and $\upsilon $ are Young's modulus and Poisson's ratio, respectively. The plate tension can be approximated by (see Fig. 8)

where $\rho m$ and $Cm$ are density and acoustic velocity of the medium in which the transducer is immersed. It should be noticed that the averaged values for $wx$ and $wy$ are used to calculate the tension in Eq. (B5). Also, the averaged velocity in Eq. (B7) is taken to derive the acoustic pressure in Eq. (B9).